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Philadelphia Stock Exchange
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#	Item
401	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]October 5, 2012 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-09 11:17:47 United States Securities and Exchange Commission United States Securities Exchange Act Self-regulatory organizations NASDAQ U.S. Securities and Exchange Commission Philadelphia Stock Exchange Boston Stock Exchange Economy of the United States United States securities law 73rd United States Congress
402	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Option Fee Disputes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-13 12:35:31 United States securities law Self-regulatory organizations Financial markets United States Securities and Exchange Commission 73rd United States Congress Securities Exchange Act NASDAQ Philadelphia Stock Exchange U.S. Securities and Exchange Commission Financial economics Finance Business
403	Exhibit 5 to File No. SR-Phlx[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-20 09:28:50 Fee NASDAQ Business Pennsylvania Economy of the United States Self-regulatory organizations Philadelphia Stock Exchange
404	Exhibit 5 to File No. SR-Phlx[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-10 11:06:46 Financial regulation Short Short selling Federal Rules of Civil Procedure Philadelphia Stock Exchange Regulation S-X Financial economics Business Finance
405	Microsoft Word - SR-Phlx[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-07 10:56:05 Self-regulatory organizations Finance Philadelphia Stock Exchange Order Exchange-traded fund Contract Financial economics Investment Financial markets
406	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-11 10:22:55 United States securities law Philadelphia Stock Exchange Securities Exchange Act Economy of the United States Pennsylvania United States United States Securities and Exchange Commission Self-regulatory organizations 73rd United States Congress
407	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-08 17:05:37 Philadelphia Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission Economy of the United States Financial regulation Pennsylvania Self-regulatory organizations United States securities law United States Securities and Exchange Commission
408	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Complex Order Auction Feature Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-13 16:17:45 Investment Financial economics United States Securities and Exchange Commission Chicago Board Options Exchange Order Securities Exchange Act Philadelphia Stock Exchange NASDAQ Economy of the United States Stock market Self-regulatory organizations
409	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties by SIG Indices, LLLP; Rel. No[removed], File No. SR-Phlx[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-07 15:13:20 73rd United States Congress Philadelphia Stock Exchange Securities Exchange Act Economy of the United States Pennsylvania United States United States securities law United States Securities and Exchange Commission Self-regulatory organizations
410	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]May 28, 2004 Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amend Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-02 16:22:14 73rd United States Congress Philadelphia Stock Exchange Securities Exchange Act Economy of the United States Pennsylvania United States United States Securities and Exchange Commission United States securities law Self-regulatory organizations

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