Philadelphia Stock Exchange

Results: 603



#Item
401United States Securities and Exchange Commission / United States / Securities Exchange Act / Self-regulatory organizations / NASDAQ / U.S. Securities and Exchange Commission / Philadelphia Stock Exchange / Boston Stock Exchange / Economy of the United States / United States securities law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]October 5, 2012 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2012-10-09 11:17:47
402United States securities law / Self-regulatory organizations / Financial markets / United States Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / NASDAQ / Philadelphia Stock Exchange / U.S. Securities and Exchange Commission / Financial economics / Finance / Business

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Option Fee Disputes

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Source URL: www.sec.gov

Language: English - Date: 2011-12-13 12:35:31
403Fee / NASDAQ / Business / Pennsylvania / Economy of the United States / Self-regulatory organizations / Philadelphia Stock Exchange

Exhibit 5 to File No. SR-Phlx[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-12-20 09:28:50
404Financial regulation / Short / Short selling / Federal Rules of Civil Procedure / Philadelphia Stock Exchange / Regulation S-X / Financial economics / Business / Finance

Exhibit 5 to File No. SR-Phlx[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-12-10 11:06:46
405Self-regulatory organizations / Finance / Philadelphia Stock Exchange / Order / Exchange-traded fund / Contract / Financial economics / Investment / Financial markets

Microsoft Word - SR-Phlx[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2004-12-07 10:56:05
406United States securities law / Philadelphia Stock Exchange / Securities Exchange Act / Economy of the United States / Pennsylvania / United States / United States Securities and Exchange Commission / Self-regulatory organizations / 73rd United States Congress

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-12-11 10:22:55
407Philadelphia Stock Exchange / Securities Exchange Act / U.S. Securities and Exchange Commission / Economy of the United States / Financial regulation / Pennsylvania / Self-regulatory organizations / United States securities law / United States Securities and Exchange Commission

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2006-12-08 17:05:37
408Investment / Financial economics / United States Securities and Exchange Commission / Chicago Board Options Exchange / Order / Securities Exchange Act / Philadelphia Stock Exchange / NASDAQ / Economy of the United States / Stock market / Self-regulatory organizations

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Complex Order Auction Feature

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Source URL: www.sec.gov

Language: English - Date: 2011-12-13 16:17:45
40973rd United States Congress / Philadelphia Stock Exchange / Securities Exchange Act / Economy of the United States / Pennsylvania / United States / United States securities law / United States Securities and Exchange Commission / Self-regulatory organizations

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties by SIG Indices, LLLP; Rel. No[removed], File No. SR-Phlx[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-10-07 15:13:20
41073rd United States Congress / Philadelphia Stock Exchange / Securities Exchange Act / Economy of the United States / Pennsylvania / United States / United States Securities and Exchange Commission / United States securities law / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]May 28, 2004 Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amend

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Source URL: www.sec.gov

Language: English - Date: 2004-06-02 16:22:14
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